In today’s financial landscape, compliance is a double-edged sword. On one side, it represents an escalating cost center, an obligation to meet increasingly complex regulations under growing ...

This technical note offers practical guidance to senior managers and technical staff in Customs administrations for developing a Compliance Improvement Plan (CIP) using an Integrated Risk Management ...

Kristina Zucchi is an investment analyst and financial writer with 15+ years of experience managing portfolios and conducting equity research. Andy Smith is a Certified Financial Planner (CFP®), ...

This technical assistance report on Vietnam focuses on tourism compliance improvement plan (CIP). The capacity development (CD) activity focused on identifying risks in the tourism sector and ...

Compliance risks are the potential for legal, financial or reputational harm when an organization fails to follow laws, regulations or internal policies. They arise from non-adherence to required ...

Why this increased emphasis on "compliance" within the UT System? In the wake of several major instances of non-compliance within the UT System that resulted in negative publicity, fines or loss of ...

Case Western Reserve University School of Law’s master and certificate programs in compliance and risk management are designed to meet the steadily increasing demand by businesses and government ...

Since the early 2000s, several industry and government agencies have expanded their compliance rules that address companies’ risk management plans, policies, and procedures. Image: What to Know: ...

The regulatory landscape for digital assets shifted dramatically in July 2025. President Trump signed the GENIUS Act into law, creating the first federal stablecoin framework. The House passed two ...

Artificial Intelligence (AI) is reshaping Governance, Risk, and Compliance (GRC) in financial services, offering unprecedented opportunities to streamline operations, enhance risk management, and meet ...

This commentary is authored by Kshemendra Paul in his personal capacity. The views and opinions expressed are his and not those of the U.S. Government or any of its agencies Most agencies don’t use ...

Risk management is the process of identifying potential risks and/or harms and creating a plan to prevent the risk from happening or reduce the risk as much as possible. There are different types of ...